Compliance Director, Regulatory Examinations jobs - New York, NY

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Apr 10 Director Regulatory Reporting - BASEL II Kforce Inc. Stamford, CT

Our client is seeking a Director Regulatory Reporting - BASEL II in Stamford, Connecticut ... with the Federal Reserve and other regulatory reporting requirements, the... more

Apr 08 Associate Director, Consumer Compliance Boutique Consulting Company New York, NY

processRequirementsFor the Associate Director of Consumer Compliance position, the ... certification such as CRCM (Certified Regulatory Compliance Manager), Certified... more

Mar 28 Compliance Director- Commerical Banking Major International Bank Queens, NY

on the Compliance, Legal and business sector regulatory compliance issues and processes; ... Assisting with the implementation of the regulatory compliance program requirements,... more

Mar 26 Director, Regulatory & Compliance Audit US - (McGraw Hill Financial) New York, NY

of the industry and related regulatory/compliance issues.Engage in Management ... and regulatory issues/concerns.Ensure the Regulatory & Compliance Audit function for the... more

Mar 20 Director, Head of Control Room & Investment Banking Compliance Guggenheim Partners - Finance Industry New York, NY

This position dually reports to the Director, Central Compliance, Guggenheim ... with regulators during routine examinations and regulatory inquiries o Prepare... more

Mar 15 Associate Director of Regulatory Affairs รข?? Established Products GCMC Leading Pharmaceutical Company Pearl River, NY

completion of regulatory submissions and regulatory compliance for a portfolio of ... regulatory assessments and developing regulatory strategies. Acts as the Global CMC... more

Mar 09 Director, Compliance & Monitoring KPMG New York, NY

Business Title: Director, Compliance & Monitoring Requisition Number: 40500 Function: ... seeking a Director in Forensic - Compliance & Monitoring for our KPMG Risk... more

Dec 19 Head of Capital Markets Compliance Examinations - Director Drum Associates New York, NY

provide leadership on all regulatory related examinations. Strong working knowledge of ... Markets Regulators Provide leadership on all regulatory related examinations Advise... more

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Apr 16 Compliance Director, Regulatory Examinations - Securities JPMorgan Chase New York, NY

position: Compliance Director, Regulatory Examinations - Securities - (Job Number: ... Compliance Exam Management team handles regulatory examinations conducted by a... more

Apr 16 Compliance Director, Regulatory Examinations - Futures JPMorgan Chase New York, NY

position: Compliance Director, Regulatory Examinations - Futures - (Job Number: ... Compliance Exam Management team handles regulatory examinations conducted by a... more

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