Compliance Manager jobs - Brooklyn, NY

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Apr 16 Project Manager with knowledge of AML compliance Tsr Consulting Services New York City, NY

Large Financial firm is looking for Project Manager with knowledge of AML compliance Job ... analyses Develop presentations for Program Manager and Group Manager to use with Senior... more

Apr 13 Compliance Risk and Control Manager Global Securities, Investment and Retail Banking Firm New York, NY

Compliance Operations Control: The Global Compliance Operations team is responsible for ... for quality testing function supporting Compliance Operations Core Responsibilities... more

Apr 11 Compliance Issue Management Supervisor A Legal Company New York, NY

Compliance Issue Management Supervisor Main Function Responsible for tracking and ... Personal AttributesPrior Compliance experience preferredPrior experience... more

Apr 06 Product Manager Capital Markets Compliance with Global Firm National Recruiting Group New York, NY

product leader to join their capital markets compliance product management team which ... expertise in the trading surveillance compliance and technologies -self driven leader... more

Mar 20 Wealth Management Compliance Regional Surveillance Analyst Morgan Stanley - Finance Industry New York, NY

The Regional Surveillance Compliance Group for Morgan Stanley Wealth Management ... with senior members of Compliance and the Risk Organization Qualifications-... more

Mar 20 WM Compliance Surveillance Manager Morgan Stanley - Finance Industry New York, NY

culture. Professionals within Legal and Compliance provide a wide range of services to our business units. They might help to structure a complex and sensitive cross-border... more

Jan 14 Senior Compliance Manager | Financial Services FIrm Tal & Associates New York, NY

privacy regulations and frameworksPromotes compliance program elements and communicates ... York City area has an opening for a Senior Compliance Manager to facilitate and... more

Oct 17 Derivatives Compliance Manager Compliance Search Group New York, NY

Coordinating the development of compliance related controls including, policies ... the Annual Compliance Report attesting to compliance with applicable rules, including... more

Oct 17 Compliance Operational Risk Management - Director Level Compliance Search Group New York, NY

compliance officers to ensure that compliance risk assessments are designed and ... with the business unit compliance officers, review new business and product... more

Sep 06 Risk Assurance Senior Associate Health Care Compliance (4159220) PwC New York, NY

improving and streamlining healthcare compliance programs - Identifying compliance ... Privacy Compliance); CCEP (Certified Compliance and Ethics Professional) Skills... more

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