Compliance Manager jobs - Brooklyn, NY

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Apr 15 Regulatory Compliance Manager New York, NY

The Regulatory Compliance Manager is the audit lead for WellPointâ??s First Tier, ... and related entities (FDR)â??ensuring compliance with CMS requirements. Responsible... more

Apr 14 Global Compliance Operations Control Manager Global Securities, Investment and Retail Banking Firm New York, NY

provides operational support to Global Compliance including the development of ... community members including Compliance Technology Operations Audit. Qualifications: •... more

Apr 13 Compliance Risk and Control Manager Global Securities, Investment and Retail Banking Firm New York, NY

Compliance Operations Control: The Global Compliance Operations team is responsible for ... for quality testing function supporting Compliance Operations Core Responsibilities... more

Apr 12 Compliance Manager, Communications Review Group Global Securities, Investment and Retail Banking Firm New York, NY

asset management, and private equity. Compliance Manager Marketing Review - ... client communications. Description Provide Compliance review for marketing materials... more

Apr 11 Compliance Manager A Legal Company New York, NY

Manager and funds group. The Compliance Manager perform a variety compliance ... broker-dealer staff, including the annual compliance meeting as required by Client. more

Apr 11 Compliance Issue Management Supervisor A Legal Company New York, NY

Compliance Issue Management Supervisor Main Function Responsible for tracking and ... Personal AttributesPrior Compliance experience preferredPrior experience... more

Mar 29 Compliance Manager-Metrics Reporting Global Securities, Investment and Retail Banking Firm New York, NY

and subject matter experts including: Compliance, Investment Bank, Treasury ... including types, performance, and compliance indicators. • Provide research,... more

Mar 27 Global Compliance Vendor Management Specialist Global Securities, Investment and Retail Banking Firm New York, NY

compliance matters, assess and measure compliance and related risk, and monitor and ... Compliance & Regulatory Management, in compliance of the Company Firm-Wide Third... more

Mar 13 Compliance Manager - Mantas Alert Analysis Global Securities, Investment and Retail Banking Firm Brooklyn, NY

Management Office, Global Financial Crimes Compliance and the enterprise-wide control ... team Qualifications: Experience in AML, compliance or related position required... more

Feb 28 Compliance Manager Global Securities, Investment and Retail Banking Firm Brooklyn, NY

Company GFCC Program. This OFAC Compliance Manager position will provide the lead in ... regulatory and risk requirements. The OFAC Compliance Manager will perform additional... more

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