Compliance Manager jobs - Brooklyn, NY

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Apr 22 IT Security Risk & Compliance Manager Huxley Associates Parsippany, NJ

looking for an IT Security Risk Compliance Manager responsible for implementing and ... visit www.huxley.com httpwww.huxley.com risk/compliance/it security/information... more

Apr 20 Regulatory and Compliance Change Management - VP Compliance Search Group New York, NY

status information to the Compliance Team and senior Compliance stakeholders. • They ... issues impacting Compliance. • Support, as part of the wider Compliance Change Team, the... more

Apr 09 Department Manager General Compliance Bank/broker Dealer - Finance Industry New York, NY

Description* Manage assigned general compliance functions for major financial ... identifying and containing compliance risk, compliance monitoring and fostering a... more

Apr 08 VP Sr. Compliance Assurance Manager - Gen Banking/Ops HSBC New York, NY

Regional Compliance Officer Global Compliance Officers Heads of US Compliance ... Compliance, Global Compliance Officer, Area Compliance Officer or Local Compliance... more

Mar 30 Compliance Manager , Alternative Investments Hedge Fund / Investment Management New York, NY

Responsibilities: Key responsibilities include: Assist the Central Compliance/Advisory CCO ... supervisory procedures Prepare annual compliance training for broker-dealer employees... more

Mar 23 AML/BSA Compliance (JD) Risk Manager- Major Bank Major Ny-based Financial Firm - Finance Industry New York, NY

commodities is looking for a AML/BSA/OFAC Compliance Risk Manager who will provide ... management with a financial firm and have compliance expertise covering: AML/BSA, OFAC... more

Mar 23 AML/BSA Compliance Manager - Financial Institutions Major Ny-based Financial Risk Consulting Firm - Finance Industry New York, NY

Firms is looking for an AML/BSA/OFAC Compliance Risk Manager who will provide ... The Candidate should have a BA/BS, and 4-7 years of Anti-Money Laundering Compliance exper... more

Mar 20 Wealth Management Strategy Compliance Officer Morgan Stanley - Finance Industry New York, NY

business units and compliance counterparts, particularly Legal and Risk. ... within the compliance department of a financial services firm•Exposure to... more

Mar 20 Wealth Management Compliance Branch Examiner Morgan Stanley - Finance Industry New York, NY

culture. Professionals within Legal and Compliance provide a wide range of services to ... whether a branch office is in compliance with regulatory and Firm policy and... more

Oct 17 Compliance Operational Risk Management - Director Level Compliance Search Group New York, NY

compliance officers to ensure that compliance risk assessments are designed and ... with the business unit compliance officers, review new business and product... more

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