Compliance Officer jobs - New York, NY

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Apr 13 Compliance Officer Coleman and Company Greenwich, CT

with and report to the Chief Compliance Officer for the maintenance and development ... Develop reports and diagnostics testing compliance with firm policies Support... more

Apr 11 VP, Investment Advisory Compliance Officer A Legal Company New York, NY

well as part of team VP, Investment Advisory Compliance OfficerVP, Investment Advisory ... Compliance OfficerVP, Investment Advisory Compliance Officer - See more at:... more

Apr 09 Compliance Officer Ny-based Hedge Fund - Finance Industry New York, NY

implementation, and maintenance of compliance policies, procedures, and ... of the compliance program;* Performing compliance testing, specific to firm trading... more

Apr 09 Bank Testing Compliance Officer -AVP Ny-based Bank/broker-dealer - Finance Industry New York, NY

MBA or JD is a plus* 3+ years Bank Testing /Compliance Testing* Coming from the Federal Re ... professionals in the organization, including Compliance Advisory Teams, Regulatory Inquiry... more

Apr 05 Compliance Assessment Officer Leading Global Financial Services Firm New York, NY

Profile Professionals within Legal and Compliance provide a wide range of services ... businesses. Background on the Team: The Compliance Assessment Group ("CAG") is... more

Apr 03 Compliance Officer, Cornerstone Capital Management Leading Mutual Life Insurance Firm New York, NY

for compliance work, along with the Chief Compliance Officer (CCO), in developing and ... The individual will have proven his/her ability to develop and implement Compliance soluti... more

Mar 09 Deputy Chief Compliance Officer Compliance Search Group New York, NY

Deputy Chief Compliance Officer Top International Investment Bank seeks Deputy Compliance ... and best practices. The Deputy Compliance Officer role will include, among other... more

Dec 14 Compliance Officer ICG AML Advisory (NAM Transaction Monitoring) Citi Jersey City, NJ

Reference Code: 13070040 Location: Jersey City, NJ, USA Education Level: Bachelor's Degree Job Description Description The candidate will work with a global team of AML experts... more

Oct 17 Vice President - Compliance Officer Financial Services Company New York, NY

Vice President - Compliance Officer Location:Manhattan, NY Salary:$110,000-$160,000 ... support to the designated Chief Compliance Officer of each Swap Dealer entity Recommend... more

Oct 17 BSA / AML Compliance Officer (VP Level) Global Financial Services Firm New York, NY

is seeking an experienced BSA/AML Compliance Officer (VP Level) with a strong background ... Proactively update the Chief Compliance Officer and the In-Office Compliance Committee... more

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