Compliance Officer jobs - Short Hills, NJ

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Apr 15 Senior Compliance Officer ING Financial Services New York City, NY

Job Title Senior Compliance OfficerRequisition # 21975BRBusiness Unit Investment ... professionals and traders with day-to-day compliance advice and interpretation of... more

Apr 15 Futures Compliance Officer (00771678) Michael Page International - US New York, NY

Next * Previous Futures Compliance Officer * Salary: Excellent Package * ... are looking to recruit a Futures Compliance Officer to be based in their New York City... more

Apr 14 Deputy Compliance Officer American International Group New York City, NY

Deputy Compliance OfficerPicture yourself building a successful career at AIG working ... Advanced degree (JD or MBA) and/or compliance certifications preferred American Internatio... more

Apr 14 Compliance Officer Asset Manager - Finance Industry New York, NY

and communicate to clients regarding any compliance-related issues.* Trading Reviews, ... the alternative strategies.* Perform daily compliance oversight by analyzing and... more

Apr 11 Regulatory Compliance Officer A Legal Company New York, NY

work autonomously. The Regulatory Compliance Officer will execute the Branch's Compliance ... position will work closely with the BSA Officer). The Regulatory Compliance Officer... more

Apr 11 Capital Markets Compliance Officer BMO Harris Bank New York City, NY

policies.Assist Business Unit compliance Officer in the development of written ... age, disability or veteran status.*Job:* Compliance*Primary Location:* United... more

Apr 10 Compliance Testing Officer - Global Banking and Markets HSBC New York City, NY

Minimum two (2) years experience performing compliance inspections/reviews of all aspects ... Word and Powerpoint*Job Field:* Legal & Compliance*Primary Location:* North... more

Mar 24 Sr. Compliance Analyst Citigroup New York City, NY

Sr. Compliance Analyst / Compliance Officer (Risk Management) Job Responsibilities The ... staff. Sr. Compliance Analyst / Compliance Officer (Risk Management) Job Requirements... more

Sep 19 Senior Compliance Officer Equities Citi New York, NY

position is for a Product Compliance Officer within Citi's ... of internal compliance policies; * Draft compliance policies and procedures; * Assist... more

Sep 19 Senior Compliance Officer Equities (Multi Asset Group) Citi New York, NY

as, provide interpretation of internal compliance policies. * Developing and updating ... documents and processes to ensure compliance with regulatory requirements and... more

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