Financial Industry Regulatory Authority jobs - New York, NY

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Apr 16 Regulatory Affairs Manager BD (becton, Dickinson and Company) Franklin Lakes, NJ

biologic and/or pharmaceutical industry* Current knowledge of U.S. medical ... Strong project management experience*Job:* Regulatory Affairs*Primary Location:* US-New... more

Apr 15 Compliance Examiner - Market Regulation, Trading & Financial Compliance Examinations (TFCE) Financial Industry Regulatory Authority New York City, NY

nepotism.About FINRAThe Financial Industry Regulatory Authority (FINRA) is an ... FINRA is a registered trademark of the Financial Industry Regulatory Authority,... more

Apr 12 Regulatory Affairs Manager Leading Medical Technology Company Franklin Lakes, NJ

engineering, physical, biological, or regulatory sciences, potentially coupled with ... biologic and/or pharmaceutical industry Current knowledge of U.S. medical... more

Apr 11 Regional Counsel, Enforcement Financial Industry Regulatory Authority New York City, NY

company's policy on nepotism.About FINRAThe Financial Industry Regulatory Authority ... FINRA is a registered trademark of the Financial Industry Regulatory Authority,... more

Apr 09 Case Administrator II - Dispute Resolution Financial Industry Regulatory Authority New York City, NY

company's policy on nepotism.About FINRAThe Financial Industry Regulatory Authority ... FINRA is a registered trademark of the Financial Industry Regulatory Authority,... more

Apr 09 SVP Regulatory Policy HSBC New York City, NY

new regulatory policies.* Act as internal regulatory policy SME for both HNAH and ... impacts.**External*** External Auditors, Regulatory Agencies, The Clearinghouse... more

Mar 25 Financial Controller - External Reporting Morgan Stanley - Finance Industry New York, NY

for overseeing the accounting and financial and regulatory reporting for the ... Reserve and Financial Services Authority and local statutory accounts. GDSC is... more

Mar 20 Finance, Controllers, Legal Entity Controllers (Jersey City) - Associate Goldman Sachs - Finance Industry Jersey City, NJ

and complete reporting of regulatory information in public reports to regulatory ... on financial and non-financial attributes of consolidating legal entities for... more

Mar 20 Finance, Controllers, Legal Entity Controllers (Jersey City) - Analyst Goldman Sachs - Finance Industry Jersey City, NJ

and complete reporting of regulatory information in public reports to regulatory ... on financial and non-financial attributes of consolidating legal entities for... more

Mar 18 Case Assistant I - Dispute Resolution Financial Industry Regulatory Authority New York, NY

policy on nepotism. About FINRA The Financial Industry Regulatory Authority ... FINRA is a registered trademark of the Financial Industry Regulatory Authority,... more

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