Financial Industry Regulatory Authority jobs - New York, NY

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Apr 18 Accountant I, Finance Centre of Excellence AIG Bogota, NJ

understanding of the financial services industry including current issues, trends and ... industry. - In depth understanding of the regulatory environment in the insurance... more

Apr 18 Managing Director - Commercial Banking BMO Financial Group New York, NY

authorities: Information: Access and authority to use confidential information ... transactions. Minimum of 15 years in financial services industry experience in a... more

Apr 11 Market Facing Underwriter II - Management Liability Zurich Financial Services Group New York, NY

analyst or stock broker 3. Insurance industry experience Additional ... In-depth knowledge of line/s of business and the legal and regulatory guidelines. 4... more

Apr 09 Director - Deputy Head of AML Nj-based Bank/broker-dealer - Finance Industry Jersey City, NJ

in a financial services industry or regulatory environment* Bachelor's degree from an accredited college/university in Accounting, ... Head of Financial Security and/or U.S... more

Mar 21 Senior Vice President, Regulatory Policy HSBC Holdings New York, NY

timely internal communication of all new regulatory policies. * Act as internal regulatory ... for new regulations/proposed regulatory changes Customers / Stakeholders *... more

Mar 19 Manager - Governance, Regulatory, and Risk Strategies - Banking & Securities Deloitte Development New York, NY

industry experience § 5-10 years regulatory compliance experience in the following ... regulatory reporting § Demonstrates strong project management, communication,... more

Mar 13 Central Jersey Financial Representative First Investors Woodbridge, NJ

situation, risk tolerance and future financial goals. One of the most rewarding ... of:   FINRA (Financial Industry Regulatory Authority) ICI (Investment Company... more

Feb 28 Compliance Officer Compliance Search International New York, NY

financial firm providing comprehensive financial advice and superior service to the ... Dealers, Financial Industry Regulatory Authority, and the Securities Investor... more

Feb 17 Senior Director, Employee Communications S&P Ratings Services) Mcgraw Hill Financial New York, NY

Operations, Compliance, Marketing, Legal, Regulatory, and Strategy and Business ... skills Knowledge of financial services industry and regulated businesses is... more

Nov 13 Equity Research Sales New York, NY

education, ideally with an MBA or CFA. Candidate should also have a minimum of three years of equity research sales experience and existing Financial Industry Regulatory... more

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