Financial Industry Regulatory Authority jobs - New York, NY

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Apr 19 Director - Deputy Head of AML Bank/broker Dealer Jersey City, NJ

Head of Financial Security and/or U.S ... in a financial services industry or regulatory environment * Bachelor's degree from an accredited college/university in Accounting,... more

Apr 11 Market Facing Underwriter II - Management Liability Zurich Financial Services Group New York, NY

analyst or stock broker 3. Insurance industry experience Additional ... In-depth knowledge of line/s of business and the legal and regulatory guidelines. 4... more

Apr 09 Enterprise Planning: Project Management Director Post-trade Financial Services Company Jersey City, NJ

experience in the financial services industry; proven track record of excellent ... knowledge of the financial services industry and its relationship... more

Apr 09 Enforcement Counsel Financial Industry Regulatory Authority New York, NY

Financial Industry Regulatory Authority (FINRA) is an independent, non-governmental ... FINRA is a registered trademark of the Financial Industry Regulatory Authority,... more

Apr 02 Sales Executive Risk Saas Firm - Finance Industry New York, NY

crisis of 2008, the Risk Management industry has been experiencing explosive ... maintain up-to-date understanding of industry trends and technical developments that... more

Mar 28 Vice President & Actuary, Valuation Modeling Retirement Prudential Financial Iselin, NJ

• Signing authority as (or in support of) appointed actuary for regulatory reporting and a ... • Market exposure within Financial Services/Retirement/Structured Products industry... more

Mar 26 Project Architect Eyp New York, NY

office and to clients, consultants or regulatory authorities; consistently strive to ... skills; and have knowledge of basic financial metrics related to project management. more

Mar 13 Central Jersey Financial Representative First Investors Woodbridge, NJ

situation, risk tolerance and future financial goals. One of the most rewarding ... of:   FINRA (Financial Industry Regulatory Authority) ICI (Investment Company... more

Dec 17 Pharmaceutical & Life Sciences Research & Development Sr Associate (4661211) PwC New York, NY

transforming industry due to legislative and regulatory demands, technology challenges, ... CRO), regulatory health authorities / agencies overseeing the industry (e.g... more

Sep 04 Finance, Controllers, Legal Entity Controllers (Jersey City) - Associate Goldman Sachs Group Jersey City, NJ

and complete reporting of regulatory information in public reports to regulatory ... on financial and non-financial attributes of consolidating legal entities for... more

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