Financial Industry Regulatory Authority jobs - White Plains, NY

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Apr 14 Governance, Regulatory & Risk Strategies (Health Science Deloitte New York City, NY

that manage risk and/or drive operational, financial and regulatory compliance ... business, technology, financial and regulatory risks and compliance on a... more

Apr 12 Regulatory Affairs Manager Leading Medical Technology Company Franklin Lakes, NJ

engineering, physical, biological, or regulatory sciences, potentially coupled with ... biologic and/or pharmaceutical industry Current knowledge of U.S. medical... more

Apr 03 US Head of Regulatory Compliance Conduct Compliance Major Banking and Financial Services Company New York, NY

Regulatory Affairs & Policy lead in the Region to help assist regulatory interfacing ... Compliance metrics, including unsatisfactory Regulatory Compliance Reviews and Audit... more

Mar 26 FS Regulatory Manager Multinational Professional Services Firm New York, NY

The Financial Services industry is operating in a challenging environment due to global ... management.Healthcare is a transforming industry due to legislative and regulatory... more

Mar 21 Finance, Controllers, Regulatory Policy (New York) - Associate/VP Goldman Sachs - Finance Industry New York, NY

areas of Regulatory ReportingBasic Qualifications•4+ years experience of financial ... financial services regulatory developments in the US •Effective communicator - both... more

Mar 20 Finance, Controllers, BHC Regulatory Controllers (New York) - Sr. Analyst/Associate Goldman Sachs - Finance Industry New York, NY

either the Audit, Financial Control, Risk Management, Accounting or Regulatory Control ... financial services regulatory developments in the US •Minimum of three (3) years applying... more

Mar 20 Finance, Controllers, Legal Entity Controllers (Jersey City) - Associate Goldman Sachs - Finance Industry Jersey City, NJ

and complete reporting of regulatory information in public reports to regulatory ... on financial and non-financial attributes of consolidating legal entities for... more

Mar 12 Vice President, Compliance, Regulatory Reporting Global Securities, Investment and Retail Banking Firm New York, NY

Global Compliance & Regulatory Management Global Compliance & Regulatory Management plays ... of global industry and regulatory developments regarding training initiatives,... more

Dec 12 Regulatory Relations Manager (4637068) PwC New York, NY

PwC/LoS Overview: Are you interested in the opportunity to work for an industry-leading fi ... involving, the SEC, PCAOB and/or other industry regulatory agencies or bodies (e.g. more

Oct 17 FS Regulatory Manager (4374462) PwC New York, NY

Description: The Financial Services industry is operating in a challenging ... management. Healthcare is a transforming industry due to legislative and regulatory... more

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