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Apr 15 Business Analyst, Market Regulation Finra New York, NY

a career with FINRA. Important Information FINRA’s Code of Conduct imposes ... regulator. FINRA employees are required to disclose to FINRA all brokerage accounts... more

Apr 15 Senior Security Engineer - Rockville, MD - Contractor Conversion Financial Industry Regulatory Authority (finra) New York City, NY

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual ... Ensure all work products meets /exceeds FINRA standards. more

Apr 15 Compliance Examiner - Market Regulation, Trading & Financial Compliance Examinations (TFCE) Options Finra New York, NY

with FINRA. Important Information FINRA’s Code of Conduct imposes restrictions on ... of FINRA and no fee will be paid in the event that person is hired by FINRA. FINRA is an... more

Apr 13 Associate Principal Specialist, CreditRegultion Finra New York, NY

does not take you directly to the FINRA Careers site, enter www.finra.org/careers ... qualified protected veterans. ©2014 FINRA. All rights reserved. FINRA is a registered... more

Apr 09 Compliance Examiner - Member Regulation, Sales Practice Finra New York, NY

FINRA's training program) is required. FINRA examiners work in a team environment, ... of FINRA and no fee will be paid in the event that person is hired by FINRA. FINRA is... more

Apr 09 Associate - Leader In FINRA Licensing Exam Preparation Knopman Financial Training New York, NY

This internship is paid - 6 pmmThis is a unique opportunity to be involved in decisions that shape the operations of a business on a daily basisWe are looking for a summer intern... more

Apr 02 Facilities Administrator II - Corporate Real Estate Finra New York, NY

a career with FINRA.   Important Information   FINRA’s Code of Conduct imposes ... regulator. FINRA employees are required to disclose to FINRA all brokerage accounts that... more

Mar 20 Compliance Examiner - Market Regulation, Trading & Financial Compliance Examinations Finra New York, NY

Utilizes computer resources and software applications for data analysis pursuant to investigation / review procedures Interfaces with members, peers, management and others and... more

Mar 17 Compliance/Asset Mgmt/Marketing Materials/SEC & FINRA rules New York, NY

with SEC and FINRA rulesMust have strong interpersonal, communication, written and presentation skills as well as the ability to handle multiple priorities Must be a self starter... more

Mar 13 US only-Branch Auditors FINRA-SEC Temporary Contract New York City, NY

to hire auditors with experience with SEC or FINRA compliance audits. US ONLY. You will be assigned local branch offices to audit, so travel will be limited. Typical engagement... more

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