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Apr 15 Compliance Examiner - Market Regulation, Trading & Financial Compliance Examinations (TFCE) Options Finra New York, NY

with FINRA. Important Information FINRA’s Code of Conduct imposes restrictions on ... of FINRA and no fee will be paid in the event that person is hired by FINRA. FINRA is an... more

Apr 13 Associate Principal Specialist, CreditRegultion Finra New York, NY

does not take you directly to the FINRA Careers site, enter www.finra.org/careers ... qualified protected veterans. ©2014 FINRA. All rights reserved. FINRA is a registered... more

Apr 09 Compliance Examiner - Member Regulation, Sales Practice Finra New York, NY

FINRA's training program) is required. FINRA examiners work in a team environment, ... of FINRA and no fee will be paid in the event that person is hired by FINRA. FINRA is... more

Apr 02 Facilities Administrator II - Corporate Real Estate Finra New York, NY

a career with FINRA.   Important Information   FINRA’s Code of Conduct imposes ... regulator. FINRA employees are required to disclose to FINRA all brokerage accounts that... more

Mar 27 Compliance Examiner - Member Regulation, Membership Application Program Finra New York, NY

to the FINRA Careers site, enter www.finra.org/careers   into your browser to ... with FINRA.   Important Information   FINRA’s Code of Conduct imposes restrictions on... more

Mar 19 Case Assistant I - Dispute Resolution Finra New York, NY

you directly to the FINRA Careers site, enter www.finra.org/careers   into your ... a career with FINRA.   Important Information   FINRA’s Code of Conduct imposes... more

Mar 13 US only-Branch Auditors FINRA-SEC Temporary Contract New York City, NY

to hire auditors with experience with SEC or FINRA compliance audits. US ONLY. You will be assigned local branch offices to audit, so travel will be limited. Typical engagement... more

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Apr 18 Litigation Paralegal, Enforcement Finra New York City, NY

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual ... your resume through our career site at www.finra.org/careers – no phone calls, please. more

Apr 18 Associate Director, Risk Management Finra New York City, NY

ensuring that internal risk models provide FINRA’s leadership with historical and ... data and safeguard such data in FINRA’s possession. * Keeps current with and... more

Apr 13 Associate Examiner - Member Regulation, Sales Practice Finra New York, NY

www.finra.org/careers. Search Firm Representatives Please be advised that FINRA is ... of FINRA and no fee will be paid in the event that person is hired by FINRA. FINRA is... more

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