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Apr 15 Senior Security Engineer - Rockville, MD - Contractor Conversion Financial Industry Regulatory Authority (finra) New York City, NY

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual ... Ensure all work products meets /exceeds FINRA standards. more

Apr 09 Compliance Examiner - Member Regulation, Membership Application Program - New York, NY(Job Number: 003238) (00769515) Finra New York, NY

executives, consultants/ counsel and FINRA management, including information ... Share FINRA View All Jobs Contact Details * Company: FINRA * Recruiter ref:... more

Apr 09 Associate - Leader In FINRA Licensing Exam Preparation Knopman Financial Training New York, NY

This internship is paid - 6 pmmThis is a unique opportunity to be involved in decisions that shape the operations of a business on a daily basisWe are looking for a summer intern... more

Mar 20 Compliance Examiner Finra New York, NY

43 - Working knowledge of relevant securities laws, rules and regulations enforced by the Company nd ability to conduct telephone interviews Ability to conduct telephone... more

Mar 20 Compliance Examiner - Market Regulation, Trading & Financial Compliance Examinations Finra New York, NY

Utilizes computer resources and software applications for data analysis pursuant to investigation / review procedures Interfaces with members, peers, management and others and... more

Mar 17 Compliance/Asset Mgmt/Marketing Materials/SEC & FINRA rules New York, NY

with SEC and FINRA rulesMust have strong interpersonal, communication, written and presentation skills as well as the ability to handle multiple priorities Must be a self starter... more

Mar 14 Financial Operations Examiner - Member Regulation, ROOR - New York, NY(Job Number: 002530) (00697218) Finra New York, NY

consider a career with FINRA. Please note: FINRA's Code of Conduct imposes restrictions ... and Affirmative Action Employer ©2013 FINRA. All rights reserved. FINRA is a... more

Feb 22 Associate Principal Examiner, Member Regulation, ROOR (New York) Finra New York, NY

This includes collecting and reviewing member firms records and documents, customer-supplied information, and information available through our systems Knowledge of securities... more

Jan 22 Compliance Examiner | Finra New York, NY

Required experience: 0 - 2 yearsMinimum required education: Bachelor's DegreeJob category: Accounting, Insurance & Finance;Legal Competence using a desktop computer with the full... more

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Feb 04 Vice President & Deputy, Sales Practice - NY, NY or other FINRA office location Finra New York, NY

consider a career with FINRA. Important Information FINRA’s Code of Conduct ... About FINRA The Financial Industry Regulatory Authority (FINRA) is an... more

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