Manager, Compliance jobs - Brooklyn, NY

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Apr 21 Governance Risk Compliance (GRC) Senior Manager Implementn Architect Metafore Consulting Services Jersey City, NJ

(Client facing) Location New Jersey Senior Manager with extensive Risk Management Domain ... practices Governance Risk Compliance Senior Manager GRC Senior Implementation GRC... more

Apr 20 Compliance Manager - Compliance Analytics (Metrics) Prudential Newark, NJ

Title: Compliance Manager - Compliance Analytics (Metrics)Location: New Jersey-NewarkOther ... professional for the role of Compliance Manager within the Compliance Analytics team,... more

Apr 19 Compliance Analyst Chartisinsurance New York City, NY

Compliance Officer of Investment Advisory Compliance for the Advisor Group. The Advisor ... compliance systems and reports.* Manage IA Compliance Calendar and Master Project List*... more

Apr 14 Manager, Compliance E*TRADE Financial Jersey City, NJ

career.**SUMMARY****As part of the Brokerage Compliance Department, the Manager, ... OPPORTUNITY EMPLOYER*Job Title:* Manager, Compliance*Location:* Jersey City, NJ,... more

Mar 26 Compliance Reporting Manager Solomon Page Group New York, NY

Confirm events, issues, and remediation* The Compliance Reporting Manager will compile, ... adapt to changes quickly.Requirements:* The Compliance Reporting Analyst will have a... more

Mar 20 Wealth Management Compliance Regional Surveillance Analyst Morgan Stanley - Finance Industry New York, NY

The Regional Surveillance Compliance Group for Morgan Stanley Wealth Management ... with senior members of Compliance and the Risk Organization Qualifications-... more

Mar 20 Compliance, Asset Management, Associate/VP Goldman Sachs - Finance Industry New York, NY

Previous experience in asset management and/or compliance is strongly preferred and famili ... •General compliance knowledge and familiarity with SEC regulations, Investment... more

Jan 31 Tax Reporting and Compliance Manager Creative Solutions Services Jersey City, NJ

will manage the U.S. international tax compliance function, with operational ... Responsible for ensuring operational compliance for US Tax Withholding & Reporting... more

Nov 08 IT & Project Assurance Advanced Risk & Compliance Analytics Manager (4463834) PwC New York, NY

and strengthening risk and compliance programs -Improving the capabilities of ... of evaluating business process, compliance and risk issue -Demonstrates thorough... more

Oct 17 Derivatives Compliance Manager Compliance Search Group New York, NY

Coordinating the development of compliance related controls including, policies ... the Annual Compliance Report attesting to compliance with applicable rules, including... more

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