Manager, Compliance jobs - Edison, NJ

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Apr 09 Department Manager General Compliance Bank/broker Dealer - Finance Industry New York, NY

Description* Manage assigned general compliance functions for major financial ... identifying and containing compliance risk, compliance monitoring and fostering a... more

Apr 08 VP Sr. Compliance Assurance Manager - Gen Banking/Ops HSBC New York, NY

Regional Compliance Officer Global Compliance Officers Heads of US Compliance ... Compliance, Global Compliance Officer, Area Compliance Officer or Local Compliance... more

Mar 30 Compliance Manager , Alternative Investments Hedge Fund / Investment Management New York, NY

Responsibilities: Key responsibilities include: Assist the Central Compliance/Advisory CCO ... supervisory procedures Prepare annual compliance training for broker-dealer employees... more

Mar 23 AML/BSA Compliance Manager - Financial Institutions Major Ny-based Financial Risk Consulting Firm - Finance Industry New York, NY

Firms is looking for an AML/BSA/OFAC Compliance Risk Manager who will provide ... The Candidate should have a BA/BS, and 4-7 years of Anti-Money Laundering Compliance exper... more

Mar 21 Risk Assurance Performance GRC Compliance Services Manager (5114294) PwC New York, NY

compliance maturity assessments, compliance program builds, compliance program risk ... healthcare compliance services, managed compliance testing services, and conflict minerals... more

Mar 20 Wealth Management Strategy Compliance Officer Morgan Stanley - Finance Industry New York, NY

business units and compliance counterparts, particularly Legal and Risk. ... within the compliance department of a financial services firm•Exposure to... more

Mar 20 WM Compliance Surveillance Manager Morgan Stanley - Finance Industry New York, NY

culture. Professionals within Legal and Compliance provide a wide range of services to our business units. They might help to structure a complex and sensitive cross-border... more

Mar 20 Manager of Field Compliance Morgan Stanley - Finance Industry New York, NY

Field Compliance focuses on Compliance-related functions that support the field. ... Registration. The Field Compliance Manager will be responsible forday-to-day and... more

Oct 17 Derivatives Compliance Manager Compliance Search Group New York, NY

Coordinating the development of compliance related controls including, policies ... the Annual Compliance Report attesting to compliance with applicable rules, including... more

Sep 06 Risk Assurance Manager Health Care Compliance (4159213) PwC New York, NY

improving and streamlining healthcare compliance programs - Identifying compliance ... Privacy Compliance); -CCEP (Certified Compliance and Ethics Professional) Skills... more

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