Senior Compliance Officer jobs - Manhattan, NY

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Apr 23 Volcker Rule Senior Compliance Officer UBS Stamford, CT

As a Volcker Rule Compliance Officer, you will be responsible for designing and ... of responsibility and accountability for compliance with Volcker Rule compliance program. more

Apr 17 Senior Compliance Data Governance Officer HSBC New York, NY

and Compliance usage for all data used for Compliance from source system to Compliance ... Compliance, Global Compliance Officer, Area Compliance Officer or Local Compliance... more

Apr 16 Senior Compliance Officer, Regulatory Examinations JPMorgan Chase New York, NY

for the position: Senior Compliance Officer, Regulatory Examinations - (Job ... Work with Compliance and business personnel to obtain relevant information / documentation... more

Apr 16 Senior Compliance Officer Sterling National Bank Suffern, NY

all regulatory requirements as well as compliance and regulatory risk components. ... Experience in banking and mortgage compliance Experience training staff Required... more

Apr 15 Senior Compliance Officer - ICG Testing Citi Jersey City, NJ

to Compliance and the business and other senior managers, and monitors to confirm that ... plans are implemented. The Senior Control Officer must be able to work independently to... more

Apr 12 Senior Compliance Officer - Asset Management Job BNY Mellon New York, NY

**Senior Compliance Officer - Asset Management (Job Number: 1309043)**BNY Mellon is a ... clients reach their goals.**Description**The Senior Compliance Officer will work with the... more

Apr 09 Senior Compliance Officer Michael Page New York City, NY

of mutual fund portfolios to ensure compliance with various regulations ... and execute daily, monthly, and quarterly compliance surveillance processes including... more

Mar 18 Senior Compliance Officer ING North America Insurance New York, NY

professionals and traders with day-to-day compliance advice and interpretation of ... to create, maintain and monitor automated compliance reports. 8. Provide on-going... more

Mar 06 Senior Compliance Officer, Guideline Monitoring Complistaff New York, NY

Asset Manager seeks Guideline Monitoring leader to help implement conversion to Sentinel. Client seeks subject matter expert in fixed income guidelines monitoring., If you are... more

Jul 20 Senior Mortgage Compliance Officer / Pri... Morgan Stanley New York, NY

Stanley seeks a senior level compliance officer supporting the Mortgage ... compliance professionals and/or attorneys and performing other department... more

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