Senior Compliance Officer jobs - Manhattan, NY

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Apr 21 Field Mortgage Operational Risk Officer Morgan Stanley - Finance Industry Florham Park, NJ

Field Operational Risk Officer will:·Partner with, and leverage firm-wide monitoring ... of emerging issues to senior management.·Prepare and summarize results of monitoring... more

Apr 11 Legal Technology Officer Morgan Stanley - Finance Industry New York, NY

discuss programs at a high level with Senior Executives while being well-versed and ... program level issues/risks to Senior Legal and Compliance Executives and IT... more

Apr 09 VP, Risk & Controls Officer Ny-based Bank/broker-dealer - Finance Industry New York, NY

activities.* Perform periodic validation of senior management reporting/MIS for ... with internal Control Functions (e.g., Compliance, Legal, Audit) and external... more

Mar 30 Risk Director- Consumer Compliance Reporting Analytics Major Bank - Finance Industry New York, NY

identifies, analyzes, reports and researches compliance risk associated with consumer bank ... Only Candidates who have direct experience in consumer bank compliance/operational risk re... more

Mar 25 Senior Regional Diversity Officer Morgan Stanley - Finance Industry New York, NY

will partner with HR, Strategic Sourcing, Compliance, Marketing and Learning & ... and Inclusion experience supporting senior/executive leaders-Line of business and... more

Mar 21 Business Analyst, Control & Compliance Data Analytics & Reporting JPMorgan Chase - Finance Industry New York, NY

controls framework. The Control and Compliance Data, Analytics and Reporting ... subject matter experts in the business, and senior business managers-Strong decision... more

Mar 21 Compliance Director, SVP – ELX Markets Cantor Fitzgerald - Finance Industry New York, NY

Job DescriptionThe Compliance Director is responsible for delivering the compliance ... and implement action plans to address compliance related issues. Continually... more

Mar 20 Wealth Management Compliance Regional Surveillance Analyst Morgan Stanley - Finance Industry New York, NY

The Regional Surveillance Compliance Group for Morgan Stanley Wealth Management ... with senior members of Compliance and the Risk Organization Qualifications-... more

Mar 16 Director - Senior Counsel Compliance Search Group New York, NY

of Compliance, Legal, Regulatory, Risk Management, Dodd-Frank, Audit, Corp. ... hundreds of Compliance professionals ranging from staff levels to Chief Compliance... more

Mar 16 Risk Management Senior Specialist, Office of Risk Compliance Search Group New York, NY

Risk We are recruiting for a Risk Management Senior Specialist position, who will assist ... ranging from staff levels to Chief Compliance Officers with the nation's top-tier... more

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