Senior Compliance Officer jobs - Manhattan, NY

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Apr 21 Field Mortgage Operational Risk Officer Morgan Stanley - Finance Industry Florham Park, NJ

Field Operational Risk Officer will:·Partner with, and leverage firm-wide monitoring ... of emerging issues to senior management.·Prepare and summarize results of monitoring... more

Apr 11 Legal Technology Officer Morgan Stanley - Finance Industry New York, NY

discuss programs at a high level with Senior Executives while being well-versed and ... program level issues/risks to Senior Legal and Compliance Executives and IT... more

Apr 09 VP, Risk & Controls Officer Ny-based Bank/broker-dealer - Finance Industry New York, NY

activities.* Perform periodic validation of senior management reporting/MIS for ... with internal Control Functions (e.g., Compliance, Legal, Audit) and external... more

Apr 06 Location Strategy Project Manager/PMO Morgan Stanley - Finance Industry New York, NY

status reports, metrics, and senior management presentations- Control, monitor and ... & Compliance documentation- Ensure compliance with global regulatory requirements:-... more

Mar 21 Business Analyst, Control & Compliance Data Analytics & Reporting JPMorgan Chase - Finance Industry New York, NY

controls framework. The Control and Compliance Data, Analytics and Reporting ... subject matter experts in the business, and senior business managers-Strong decision... more

Mar 21 Compliance Director, SVP – ELX Markets Cantor Fitzgerald - Finance Industry New York, NY

Job DescriptionThe Compliance Director is responsible for delivering the compliance ... and implement action plans to address compliance related issues. Continually... more

Mar 16 Risk Management Senior Specialist, Office of Risk Compliance Search Group New York, NY

Risk We are recruiting for a Risk Management Senior Specialist position, who will assist ... ranging from staff levels to Chief Compliance Officers with the nation's top-tier... more

More Job Postings from the Web
Apr 22 Senior Compliance Officer, Investments AIG New York City, NY

Senior Compliance Officer, Investments Picture yourself building a successful career at ... Compliance Officer in their oversight of compliance of the asset management business,... more

Apr 16 Senior Compliance Officer, Regulatory Examinations JPMorgan Chase New York, NY

for the position: Senior Compliance Officer, Regulatory Examinations - (Job ... Work with Compliance and business personnel to obtain relevant information / documentation... more

Apr 16 Senior Compliance Officer Sterling National Bank Suffern, NY

all regulatory requirements as well as compliance and regulatory risk components. ... Experience in banking and mortgage compliance Experience training staff Required... more

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