Senior Compliance Officer jobs - New York, NY

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Apr 13 AM Compliance - Global Head of Regulatory and Strategic Initiatives Global Securities, Investment and Retail Banking Firm New York, NY

reporting to the Asset Management Chief Compliance Officer. This role will spearhead ... to effectively communicate and liaise with senior management, Legal and Compliance... more

Apr 13 Director - Head of Product Risk Compliance Search Group New York, NY

of Compliance professionals ranging from staff levels to Chief Compliance Officers ... The Hedge Funds Exchange To join The Compliance Exchange on Lin... more

Apr 10 Investment Banking Compliance - AVP/VP New York, NY

officers to provide product advisory compliance coverage, primarily for the ... desksInteract with and present to senior compliance and front office personnel on... more

Apr 07 Manager, Compliance Leading Financial Services Company Jersey City, NJ

Conduct independent compliance testing and analysis on areas ... for the Chief Compliance Officer and Senior Compliance and Risk Management Teams.?... more

Apr 06 Location Strategy Project Manager/PMO Morgan Stanley - Finance Industry New York, NY

status reports, metrics, and senior management presentations- Control, monitor and ... & Compliance documentation- Ensure compliance with global regulatory requirements:-... more

Apr 03 US Head of Regulatory Compliance Conduct Compliance Major Banking and Financial Services Company New York, NY

managersâ?¢ Provide senior Conduct Compliance support to US Head of Regulatory ... under the oversight of Compliance are managed by Compliance Officers in the line of... more

Mar 20 Trust Investment Officer Morgan Stanley - Finance Industry New York, NY

Administration Team.- Monitor and assist Senior Trust Officers in developing risk based, ... investment strategies and assist Senior Trust Officers with performance... more

Mar 15 Investment Advisory Compliance Coverage Officer Leading Global Financial Services Firm Purchase, NY

Operations, and other areas within Compliance in making recommendations on ... Responsibilities: • Providing regulatory compliance advice to the Consulting Group... more

Mar 07 Director -- Fair Lending Compliance New York, NY

other tools to help employees fulfill their compliance responsibilities; - Collaborate ... to the Bank's Chief Compliance Officer, senior and executive Bank management,... more

Feb 25 VP, Product Compliance Officer Leading Global British Investment Bank New York, NY

Control and Compliance Framework;· Excellent organizational, negotiating and ... responsibilities;· Prior Compliance Oversight and Surveillance experience a... more

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