Senior Compliance Officer jobs - Newark, NJ

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Apr 19 Senior Loan Officer TD Bank New York City, NY

Job Description The Senior Loan Officer is an external sales role that focuses on growing ... Lending Auto req ID BR Job Title Senior Loan Officer Location nd Madison Req... more

Apr 15 Software Developer - real-time communication and compliance Evantage New York City, NY

communication collaboration products. The compliance service is a high availability, ... and reporting. These tools are critical to compliance officers to ensure that their... more

Apr 14 Compliance Officer Asset Manager - Finance Industry New York, NY

and communicate to clients regarding any compliance-related issues.* Trading Reviews, ... the alternative strategies.* Perform daily compliance oversight by analyzing and... more

Apr 08 VP Sr. Compliance Assurance Manager - Gen Banking/Ops HSBC New York, NY

Regional Compliance Officer Global Compliance Officers Heads of US Compliance ... Compliance, Global Compliance Officer, Area Compliance Officer or Local Compliance... more

Mar 24 Compliance Manager - BSA/AML Fidelity Information Services New York, NY

for their BSA/AML Banking Compliance Senior Manager position. Primary ... Consultant, or Financial Institution Compliance Officer / Manager / Auditor. *... more

Feb 05 Compliance Officer II BNY Mellon New York, NY

Compliance Officer II Req # 1401012 Location: New York, New York As one of the world's ... Ability to effectively deal with senior management as well as, Federal/State and other Reg... more

Oct 17 Assistant Compliance Training Officer International Bank New York, NY

seeking an Assistant Compliance Training Officer–to join their Compliance Division in ... Training Officer in administering compliance and non-compliance training... more

Oct 08 Deputy Compliance Officer Novartis Pharmaceuticals East Hanover, NJ

The Deputy Compliance Officer (DCO) directly supports the VP, Ethics & Compliance (CCO/CCH ... Compliance Committee, representing NPC Compliance Committee agenda topics. ? Leads... more

Sep 19 Senior Compliance Officer Equities Citi New York, NY

position is for a Product Compliance Officer within Citi's ... of internal compliance policies; * Draft compliance policies and procedures; * Assist... more

Jun 26 Internal Audit Non Financial Services Senior Associate (3851832) PwC New York, NY

Audit directors, Chief Compliance officers, Audit Committees and Risk Management ... and requirements, including compliance readiness programs - Generally Accepted... more

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