Senior Compliance Officer jobs - Newark, NJ

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Apr 09 Global Regulatory Advisory - Compliance Officer Bank/broker Dealer - Finance Industry New York, NY

DescriptionThis individual will be a Compliance Officer in the newly created ... Officer is needed to primarily assist Compliance with:* Tracking, assessing and... more

Apr 09 Compliance, GS Bank Lending Compliance Officer, Associate/Vice-President Goldman Sachs - Finance Industry New York, NY

Compliance. The primary objective of GS Bank Compliance is the management of compliance ... Compliance and Bank Holding Company Compliance to execute the compliance risk... more

Mar 28 VP - Fixed Income Sales and Trading Compliance Compliance Search Group New York, NY

a Fixed Income Sales and Trading Compliance Officer. This position will be at a Vice ... and present to senior compliance and front office personnel on relevant issues. •... more

Mar 20 Regulatory Exams Compliance Officer Morgan Stanley - Finance Industry New York, NY

potential findings- Communicate with senior management in LCD, business, and risk regarding exam status, potential findings, and remediation- Draft formal responses to findings... more

Mar 19 Corporate and Investment Bank - Compliance/Legal - Senior Auditor Chase New York, NY

specialists. Position Description The CIB Compliance Senior Audit position is based in ... strong working relationships with CIB Compliance management Work closely with... more

Mar 14 Deputy Chief Compliance Officer, Investments AIG New York, NY

support of the compliance program and global compliance team of the investments business ... matter expert, and support the Global Compliance team in executing its compliance... more

Mar 14 Vice President Compliance Review Examiner (00757579) Ashton Lane Group New York, NY

Lane Group * Posted on: 14 Mar 14 Senior compliance support for an international ... and projects as deemed necessary by senior Compliance and business management. *... more

Mar 13 Regulatory Compliance Officer Global Investment Solutions Provider New York, NY

The Compliance Officer is responsible for working with the Regulatory Compliance team to ... the Vice President and Senior Compliance Officer responsible for investment advisory... more

Mar 06 Sr. Compliance Officer-Mantas Alerts Global Securities, Investment and Retail Banking Firm Brooklyn, NY

Management Office, Global Financial Crimes Compliance and the enterprise-wide control ... Qualifications: Experience in AML, compliance or related position required... more

Feb 22 VP Swaps/Trade Surveillance Compliance Officer - Staffing And Recruiting Company Michael Page New York, NY

Advise upon and execute the firm's policies and procedures to ensure compliance with CFTC/ ... direct support to the Chief Compliance Officer in a variety of compliance matters,... more

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