Senior Compliance Officer jobs - Purchase, NY

  Subscribe to RSS Feed
Posted Job Title Company Location

Looking to hire? Post your job today!

Featured Job Postings from the Web
Apr 03 Compliance Officer, Cornerstone Capital Management Leading Mutual Life Insurance Firm New York, NY

for compliance work, along with the Chief Compliance Officer (CCO), in developing and ... in a senior compliance leadership role with a SEC registered investment adviser. â?¢... more

Mar 31 Chief Financial Officer Non Profit Organization New York, NY

ledgers, and reporting systems, ensuring compliance with appropriate Generally ... sophisticated fund and grant accounting, compliance, and reporting.Mature and... more

Mar 28 Equities Trading Floor Compliance - VP Compliance Search Group New York, NY

services firm, is seeking a Markets Compliance Officer. This individual will be ... of Compliance reports for Compliance Management, Senior Management, Executive... more

Mar 20 Investment Advisory Compliance Coverage Officer Morgan Stanley - Finance Industry New York, NY

successful candidate will provide compliance support to the Global Investment Solutions ... • Providing regulatory compliance advice to the Consulting Group business in... more

Mar 20 Regulatory Exams Compliance Officer Morgan Stanley - Finance Industry New York, NY

potential findings- Communicate with senior management in LCD, business, and risk regarding exam status, potential findings, and remediation- Draft formal responses to findings... more

Mar 13 Regulatory Compliance Officer Global Investment Solutions Provider New York, NY

The Compliance Officer is responsible for working with the Regulatory Compliance team to ... the Vice President and Senior Compliance Officer responsible for investment advisory... more

Mar 13 Chief Operating Officer Non-profit Organization New York, NY

of the financial operations and compliance to proper financial procedures across the ... The Chief Operating Officer comply with established policies,... more

Mar 12 Chief Financial and Administrative Officer Leading Non-profit Organization White Plains, NY

to the CEO, Board of Directors and the Senior Management Team; Responsible for the ... budgeting, administrative processes, compliance with the highest accounting, legal... more

Mar 12 Chief Operating Officer Leading Non-profit Organization New York, NY

of the financial operations and compliance to proper financial procedures across ... The Chief Operating Officer comply with established policies,... more

Mar 12 Outsourcing Compliance Officer Leading Global Financial Services Firm New York, NY

The Global Compliance Department, part of the Legal and Compliance Division ("LCD") is to ... and other related areas. Senior US Compliance Officer responsible for coverage... more

Jobs by Simply Hired