Senior Compliance Officer jobs - Sherman Oaks, CA

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Apr 07 Sr. Officer, Compliance A Financial Services Company Los Angeles, CA

The Senior Officer Compliance provides AML compliance support to agents of Western Union ... program reviews, the Senior Compliance Officer will be assigned program reviews that... more

Apr 04 Alternative Investments- Compliance Officer Compliance Search Los Angeles, CA

business activities and outside Director/Officer positions; Processing and analyzing ... firm that is based in downtown Los Angeles, is seeking a Senior Compliance... more

Apr 03 Senior Treasury Associate - Government Union Bank Los Angeles, CA

more information. Job Summary: In-house senior sales associate tasked with supporting ... Will be primarily responsible for completing KYC (CIP/CDD) and other required compliance d... more

Apr 01 COMPLIANCE ANALYST - SENIOR Judge Group Los Angeles, CA

is currently seeking a COMPLIANCE ANALYST - SENIOR. The Compliance Analyst will be ... FIU units, Advisory, Business Compliance teams, FIU Legal, GIU and relationship... more

Mar 30 Director, Medicare Compliance Blue Shield of California Woodland Hills, CA

and regulations; compliance investigations; compliance hotlines/reporting; compliance ... Director-level and/or Medicare Compliance Officer experience strongly preferred, but not r... more

Mar 27 Compliance Director- Banamex USA (Deputy Chief Compliance Officer) Major International Bank Los Angeles, CA

and support the Banamex USA (BUSA) Chief Compliance Officer in a senior deputy ... Company Compliance. Represent the BUSA Chief Compliance Officer, as requested and/or... more

Mar 25 Senior Regional Diversity Officer Morgan Stanley - Finance Industry Los Angeles, CA

will partner with HR, Strategic Sourcing, Compliance, Marketing and Learning & ... and Inclusion experience supporting senior/executive leaders-Line of business and... more

Mar 20 Senior Treasury Associate - Power & Utilities Union Bank Los Angeles, CA

more information. Job Summary: In-house senior sales associate tasked with supporting ... Will be primarily responsible for completing KYC (CIP/CDD) and other required compliance d... more

Jan 13 Alternative Investments- Compliance Officer Alliance Search Firm Los Angeles, CA

He/She will be involved with the monitoring of employee compliance with the firms Code of ... based in downtown Los Angeles, is seeking a Senior Compliance Analyst Required... more

Oct 17 Senior Compliance Associate, Institutional Marketing Los Angeles, CA

finance firm is seeking a Senior Compliance Associate. This role will be ... Work closely with the Chief Compliance Officer, firm’s portfolio managers, research... more

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