Senior Compliance Officer jobs - Weehawken, NJ

  Subscribe to RSS Feed
Posted Job Title Company Location

Looking to hire? Post your job today!

Featured Job Postings from the Web
Apr 20 Regulatory and Compliance Change Management - VP Compliance Search Group New York, NY

status information to the Compliance Team and senior Compliance stakeholders. • They ... issues impacting Compliance. • Support, as part of the wider Compliance Change Team, the... more

Apr 14 Compliance Officer Asset Manager - Finance Industry New York, NY

and communicate to clients regarding any compliance-related issues.* Trading Reviews, ... the alternative strategies.* Perform daily compliance oversight by analyzing and... more

Apr 09 Compliance Officer Ny-based Broker-dealer - Finance Industry New York, NY

Job Description* Developing and implementing compliance policies and procedures for the ... counsel* Researching and liaising with senior management regarding the legal and... more

Apr 09 Compliance Officer Ny-based Bank - Finance Industry New York, NY

improvements.* Determine material non-compliance risks related to relevant ... divisions, with a view towards assessing compliance with applicable laws, rules,... more

Apr 09 Senior Compliance Officer Ny-based Bank - Finance Industry New York, NY

analysis of resources set aside for compliance and discussion of any necessary ... improvements.* Determine material non-compliance risks related to the company's... more

Apr 09 Global Regulatory Advisory - Compliance Officer Bank/broker Dealer - Finance Industry New York, NY

DescriptionThis individual will be a Compliance Officer in the newly created ... Officer is needed to primarily assist Compliance with:* Tracking, assessing and... more

Apr 09 Compliance Officer Bank/broker Dealer - Finance Industry New York, NY

compliance, supervision, and surveillance requirements* Collaborate with compliance execut ... implement, and maintain supervisory and compliance policies and procedures* Draft... more

Mar 20 Senior Compliance Officer Hedge Fund - Finance Industry New York, NY

globally. Function as primary liaison from Compliance to Trading, Portfolio Construction ... and Risk Management, ensuring full compliance with their regulatory, legal, and... more

Mar 20 Regulatory Exams Compliance Officer Morgan Stanley - Finance Industry New York, NY

potential findings- Communicate with senior management in LCD, business, and risk regarding exam status, potential findings, and remediation- Draft formal responses to findings... more

Mar 20 Investment Advisory Compliance Coverage Officer Morgan Stanley - Finance Industry New York, NY

successful candidate will provide compliance support to the Global Investment Solutions ... • Providing regulatory compliance advice to the Consulting Group business in... more

Jobs by Simply Hired