Sr. Compliance Officer jobs - Parsippany, NJ

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Apr 11 Legal Technology Officer Morgan Stanley - Finance Industry New York, NY

and Operations Group of the Legal and Compliance Division is seeking a highly motivated ... issues/risks to Senior Legal and Compliance Executives and IT Management· Develop... more

Apr 10 VP, Investment Advisory compliance officer Leading Global British Investment Bank New York, NY

investment managers on investment management compliance-related issues.Ensure a ... RequirementsBasic Qualifications:10+ years compliance experience with strong... more

Mar 30 Risk Director- Consumer Compliance Reporting Analytics Major Bank - Finance Industry New York, NY

identifies, analyzes, reports and researches compliance risk associated with consumer bank ... Only Candidates who have direct experience in consumer bank compliance/operational risk re... more

Mar 27 Compliance Officer Leading Financial Services Firm New York, NY

â?? Administer the companyâ??s policies and procedures to ensure compliance with CFTC/NFA ... and individual activities for compliance;â?? Prepare CFTC/NFA regulatory filings,... more

Mar 25 Senior Regional Diversity Officer Morgan Stanley - Finance Industry New York, NY

will partner with HR, Strategic Sourcing, Compliance, Marketing and Learning & ... and externally. The Sr Regional Diversity Officer will create strategies and manage all... more

Mar 21 Business Analyst, Control & Compliance Data Analytics & Reporting JPMorgan Chase - Finance Industry New York, NY

controls framework. The Control and Compliance Data, Analytics and Reporting department will function as a utility for the firm providing reporting, metrics and data analytics,... more

Mar 21 Compliance Director, SVP – ELX Markets Cantor Fitzgerald - Finance Industry New York, NY

Job DescriptionThe Compliance Director is responsible for delivering the compliance ... and implement action plans to address compliance related issues. Continually... more

Mar 19 Regulatory Exams Compliance Officer Leading Global Financial Services Firm New York, NY

the company is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm's... more

Mar 16 Risk Management Senior Specialist, Office of Risk Compliance Search Group New York, NY

THE COMPLIANCE SEARCH GROUP, the leading and most trusted executive search firm in the nat ... ranging from staff levels to Chief Compliance Officers with the nation's top-tier... more

Mar 06 Chief Compliance Officer Private Wealth & Asset Management Firm New York, NY

The Chief Compliance Officer ("CCO") oversees all regulatory compliance for the UBS Global ... management; • Knowledge of the compliance responsibilities associated with banking... more

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