Vice President Product Compliance jobs - New York, NY

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Apr 11 VP, Product Compliance Officer A Legal Company New York, NY

compliance and control testing. Represent Compliance Department on new product launches ... Experienced in broker/dealer compliance a plus... more

Apr 10 Sports Media - Vice President, Human Resources Workinsports Stamford, CT

organizational development, and governmental compliance. Responsibilities: •Lead HR ... •Handle ER issues in compliance with relevant legislation •Develop and maintain... more

Apr 09 Brokerage Compliance Officer, VP Ny-based Bank/broker-dealer - Finance Industry New York, NY

net worth retail brokerage business* Complex product knowledge for high net worth ... business.* Writing, reviewing, and updating Compliance policies and procedures*... more

Apr 08 VP Sr. Compliance Assurance Manager - Gen Banking/Ops HSBC New York, NY

Regional Compliance Officer Global Compliance Officers Heads of US Compliance ... Compliance, Global Compliance Officer, Area Compliance Officer or Local Compliance... more

Apr 05 Vice President, Compliance Officer International Investment Bank New York, NY

Compliance Officer to provide advisory Compliance support to the Alternatives ... structures;Represent Compliance in the new product approval process which includes... more

Mar 25 Associate Vice President - Fixed Income Product Controller Boutique Investment Bank New York, NY

the month-end closing process Monitor compliance with loss thresholds and trader mandates, along with new business support Analyze trading portfolios and financial products Field... more

Feb 25 VP, Product Compliance Officer Leading Global British Investment Bank New York, NY

as appropriate. Main Duties · Providing Compliance and Regulatory advice regarding the ... responsibilities;· Prior Compliance Oversight and Surveillance experience a... more

Feb 11 VP, Product Manager- Structured Assets & Alternatives (New York) ING New York, NY

and external partners such as legal, compliance, operations, accounting and tax5 ... individual is required to demonstrate strong product knowledge to successfully manage,... more

Feb 11 VP, Product Manager- Structured Assets & Alternatives | Leading Active Asset Management Firm ING Financial Services New York, NY

to relevant funds Prior experience in new product development A self-starter with ... individual is required to demonstrate strong product knowledge to successfully manage,... more

Feb 08 VP, Product Manager- Structured Assets & Alternatives | A Leading Active Asset Management Firm ING U.S. Investment Management New York, NY

individual is required to demonstrate strong product knowledge to successfully manage, ... Monitor industry trends to propose new product offerings or changes to existing... more

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